Senior Compliance Officer
Senior Compliance Officer
Financial Services
80-100%
Zurich
Start
Duration
4-6 months
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Country
Switzerland
Sector
Financial Services
Utilization
Full-time
Area
Zurich
Alpinum Solutions is the leading Alternative Legal Service Provider (ALSP) in Switzerland, Germany and Liechtenstein, specializing in Interim Legal & Compliance workforce solutions for complex mandates.
For our client, we are looking for additional Compliance professionals to support ongoing KYC remediation activities in Wealth Management. The focus is on reviewing and remediating Wealth Management client files involving complex legal structures to ensure compliance with internal policies and regulatory requirements.
Key Responsibilities
- Perform end-to-end KYC reviews for Wealth Management clients with complex legal structures.
- Review Trusts, Foundations, Investment Funds, Offshore Companies and other sophisticated ownership structures.
- Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) assessments in accordance with internal policies and regulatory requirements.
- Analyse beneficial ownership structures, source of wealth and source of funds documentation.
- Identify documentation gaps and coordinate remediation activities with Front Office and other internal stakeholders.
- Document review outcomes and recommendations within internal KYC systems.
- Ensure compliance with AML, KYC and applicable regulatory requirements.
Experience & Qualifications
- Several years of experience in AML/KYC Compliance within Wealth Management or Private Banking.
- Strong experience reviewing complex client structures, including Trusts, Foundations, Investment Funds, and Offshore entities.
- Solid understanding of AML/KYC regulations, Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD).
- Previous experience in KYC remediation or regulatory transformation projects is highly desirable.
- Excellent analytical skills with strong attention to detail.
- Ability to work independently while managing a high volume of complex reviews.
What we offer
At Alpinum Solutions, project lawyers and interim attorneys work on diverse interim and project mandates in an international and dynamic environment. As part of our Interim Legal & Compliance Workforce, you benefit from flexible engagement models, attractive compensation, and exciting mandates with leading companies.