Senior Compliance Officer

• Conduct end-to-end KYC reviews of Wealth Management and Private Banking client relationships with complex legal and ownership structures.
• Assess trusts, foundations, investment funds, offshore companies and other sophisticated structures, including UBO, Source of Wealth and Source of Funds reviews.
• Identify documentation gaps, inconsistencies and compliance-related issues, and drive remediation activities to completion.
• Coordinate with Front Office, Relationship Managers and other internal stakeholders to obtain, review and update KYC documentation.
• Document assessments, findings and remediation outcomes in internal systems in line with AML/KYC policies and regulatory requirements.

• Several years of AML/KYC Compliance experience within Wealth Management or Private Banking.
• Strong hands-on experience reviewing complex legal and ownership structures, including trusts, foundations, investment funds and offshore entities.
• Solid knowledge of AML/KYC requirements, including CDD, EDD, beneficial ownership assessments, Source of Wealth and Source of Funds.
• Proven ability to conduct independent KYC reviews and manage complex client files from assessment through remediation.
• Strong analytical skills, attention to detail and the ability to handle a high volume of complex reviews.
• Fluent English is required.
• Desirable: Experience in large-scale KYC remediation or regulatory transformation projects
• Desirable: Familiarity with Swiss banking regulations and FINMA requirements

At Alpinum Solutions, we offer Legal & Compliance professionals the opportunity to work on exciting assignments with leading companies, financial institutions, consulting & law firms across Switzerland, Germany, and Austria.

As part of our Interim Legal & Compliance Workforce, you benefit from diverse and challenging assignments, flexible engagement models, competitive compensation, and the opportunity to expand your professional experience and network.

Whether you are an experienced interim professional or exploring project-based opportunities for the first time, we provide access to rewarding assignments that match your expertise and career ambitions.

Ready for your next challenge?

We would love to hear from you! If your experience aligns with the requirements of this opportunity, we encourage you to apply and become part of our growing network of Legal & Compliance professionals.